Common Financial Reporting Pitfalls in an S-1
An overview of the common financial-reporting pitfalls you may receive SEC comments on in your S-1 filing.
EY Trends in US IPO registration statements
EY produces an annual report that highlights trends related to IPO registration statements. Check out a summary of this year’s trends.
Non-GAAP Financial Measures
Learn the SEC’s reporting guidelines and regulations surrounding Non-GAAP financial measures in your S-1 and other filings.
SEC Filings Overview
Public companies are required to file registration statements, annual reports, and other forms with the SEC. Learn more about the common types of SEC filings in this article.
Day of the IPO — Pricing Your Offering
Understanding the ins and outs of IPO pricing can help you know what to expect on the day of your IPO.
Foreign Listings on U.S. Exchanges
Lots of companies, including foreign companies, list on U.S. stock exchanges. Check out this article to find out why.
Choosing a Stock Exchange
Executives have identified five key issues to consider when choosing the right stock exchange for your company. Learn how the NYSE and Nasdaq compare on each of these issues.
Regulation A+ Mini-IPO
Learn about Reg A+ offerings (mini-IPOs) and what to expect if your company is considering this alternative form of equity financing.
Measuring IPO Success
Different stakeholder groups often measure the success of an IPO in different ways. Learn about the most common measures of IPO success and why each measure may or may not be appropriate in different situations.
The Use of IPO Proceeds
An IPO company is likely to raise a significant amount of capital during the IPO, but even more important than the money a company raises is how the company uses its IPO proceeds.
Insider Trading: Types, Consequences, & Avoidance
Education on the main forms of insider trading and their consequences can prove to be the best preventative tool for your company.
IPO Dividend Policies
The SEC requires companies to state their dividend policy in their registration statement. This article describes the dividend strategies that most registering companies follow.